Checklists to Guide Initial and Annual Regulatory Reviews of Financial Responsibility Demonstrations for Underground Injection

Checklists for State UIC Regulators

UIC primacy state regulators can use the following checklists to help ensure consistency in the review of financial responsibility instruments. The checklists can also be used for tracking key information, such as documentation and financial strength criteria. 

• Underground Injection Control Program Financial Responsibility - Instrument Review Checklist Guide (pdf) (1.11 MB, November 2013, 816-B--13-005)
  This guide uses two completed checklists as examples of how to use the checklists during file reviews.
• Certificate of Deposit Checklist (pdf) (168.81 KB, November 2013, 816-B-12-006)
  Checklist for Certificate of Deposit.
• Letter of Credit Checklist (pdf) (177.6 KB, November 2013, 816-B-13-007)
  Checklist for a Letter of Credit.
• Insurance Checklist (pdf) (391.73 KB, November 2013, 816B-13-008)
  Checklist for Insurance.
• Other Cash-Based Account Checklist (pdf) (382.09 KB, November 2013, 860-B-13-009)
  Checklist for other cash-based accounts.
• Surety Bond Checklist (pdf) (391.1 KB, November 2013, 860-13-010)
  Checklist for surety bonds.
• Trust Fund Checklist (pdf) (191.6 KB, November 2013, 860-13-B-011)
  Checklist for trust funds.
• Class I Hazardous Self-Insurance Checklist (pdf) (334.22 KB, November 2013, 860-B-13-012)
  Self-insurance checklist for hazardous waste injection wells.
• Class II Self-Insurance Checklist (pdf) (293.12 KB, November 2013, 860-B-13-013)
  Self-insurance checklist for Class II injection wells.
• Class VI Self-Insurance Checklist (pdf) (486.3 KB, November 2013, 860-B-13-014)
  Self-insurance checklist for Class VI injection wells.